Financial Institutions Associate

Our client is an international Asian Bank is looking for an Associate for their Financial Institutions Department, in their office in the City of London.  Details below:-


Purpose of Job

  • To assist the Financial Institutions Department team lead to ensure the FI Department of the London Branch behaves ethically and produces work that is in compliance with relevant Laws and Regulatory requirements; to develop and maintain a Chinese focused FI/NBFI client portfolio  


Key result areas

  • Support the FI department with AML process as required by Legal & Compliance Department.
  • Support the FI department with client support documentation and meetings preparations.
  • Satisfactory performance of responsibilities.


Key Communications

  • Staff and Management
  • External & Internal Auditors
  • External clients


Responsibilities & Accountabilities

  • Help the FI team to grow revenue to meet team targets; with a focus on Banks, Financial Leasing, Security Brokers or other types of NBFIs;
  • Provide and promote high-quality FI products and services to Financial Institutions clients;
  • Prepare required documentations for internal reporting and meetings;
  • Prepare required documentations and preparations, whenever required, for client meetings;
  • Update and maintain accurate client/credit files;
  • Support FI team to carry out Pre-loan investigation, credit procedure and after-loan management when required
  • Support FI team to maintain and develop the client base and be responsible for a client portfolio when required
  • Carry out KYC and AML related work;
  • In addition to these duties, the Employee may from time to time be required to undertake additional or other duties within his/her capacity as necessary to meet the needs of the bank's business.


Specifications & Requirements

  • Degree holder (minimum)
  • Fluent English and Mandarin (written and spoken)
  • Minimum 2 years working experience in Credit Analysis (Corporate or FI); previous experience in a relationship management / sales role would be a plus.
  • Positive personality with proactive attitude, eager to learn and develop with the team.
  • Diligent, attention to detail with good understanding of Financial Institutions risk and control processes,


Our client is an equal opportunities employer, and ensures that no applicant is subject to less favourable treatment on the grounds of gender, marital status, race, colour, nationality, ethnic or national origins, age, sexual orientation, responsibilities for dependants, physical or mental disability. Candidates are selected for interview based on their skills, qualifications and experience.


Please note that we can only consider candidates who are eligible to work in the UK and are able to provide relevant supporting documentation.


For further information, please contact: 

Enrico Castagnetti, Wintermann Search & Selection Limited

Mobile:        +44 (0)7711 267500




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